Strategic
Asset Management
Strategic Asset Management Privacy Policy:
We understand the trust you place with Strategic when you allow us to advise you on your investments. As such your personal information is held in the strictest confidence.
Information We Collect: In connection with providing investment products, financial advice, or other services, we obtain non-public personal information about you, including:
Information we receive from you on account applications, such as your address, date of birth, Social Security Number, occupation, financial goals, assets and income. Information about your transactions with us, or others and information received from credit or service bureaus or other third parties, such as your credit history or employment status.
Categories of Parties to Whom We Disclose: We will not disclose information regarding you or your account with us, except under the following circumstances:
- To entities that perform services for us or function on our behalf, including financial service providers, such as a clearing broker-dealer, investment company, or insurance company.
- To your attorney, trustee or anyone else who represents you in a fiduciary capacity.
- To government entities or other third parties in response to subpoenas or other legal process as required by law or to comply with regulatory inquiries.
- To our attorneys, accountants or auditors.
Strategic does not sell customer lists and will not sell your name to telemarketers.
Closed or Inactive Accounts: If you decide to close your account(s) or become an inactive customer, our Privacy Policy will continue to apply to you.
We may disclose non–public personal information about you in connection with the transfer of your account to another financial institution at your request. If you do not want Strategic to disclose your non–public personal information with your advisor's new financial institution, please contact us.
How We Use Information: Information may be used to help us
provide products and services to you for a number of purposes, such
as:
- To protect your accounts from unauthorized access or identity theft.
- To process your requests such as securities purchases and sales.
- To establish or maintain an account with an unaffiliated third party, such as a clearing broker-dealer providing services to you.
- To service your accounts, such as by issuing checks and account statements.
- To comply with Federal, State, and Self-Regulatory Organization requirements.
- To keep you informed about financial services of interest to you.
Security Policy: We restrict access to nonpublic personal information about you to those individuals who need to know that information to provide products or services to you and perform their respective duties. We maintain physical, electronic, and procedural security measures to safeguard confidential client information.
Changes to This Privacy Policy: If we make any substantial changes in the way we use or disseminate confidential information, we will notify you.
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Management voice: 888-727-8807 email: solutions@sasm.com
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